Although Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations have been around for some time, firms still struggle with effectively operationalizing their organizations in a manner which is both regulatory compliant, as well as customer-friendly. Continue reading Opportunities Across Financial Services Critical Compliance Areas
This is the third post in our Roboadvisors Series. For part 2, please click here.
If you are a company that offers Roboadvisor services to individuals and businesses, you need to be able to stand out from the rest – not merely, but substantially. Here are a few ways that can help you achieve competitive edge: Continue reading Roboadvisors Part 3: Staying Ahead of the Flock
This is the second post in our Roboadvisors Series, exploring Roboadvisor challenges and opportunities. For part 1, please click here. For part 3, please click here. Continue reading Roboadvisors Part 2: Roboadvisor Challenges & Opportunities
This is the first post in our Roboadvisors Series. For part 2, please click here.
This series explores the onset of Roboadvisors, trading algorithms to help automate the personal money management process, and how they are creating a revolution in Wealth Management. Roboadvisors are the wave of the future, presenting an opportunity to capture more and younger consumers through lower fees and technology. Continue reading Roboadvisors Part 1: The Future of Wealth Management
Released in 2013, the principles covered in BCBS 239 are the global de-facto benchmark for risk data governance, aggregation, and reporting. Organizations gain a clear advantage when they adapt rapidly to new regulatory requirements like these. Continue reading Infographic: BCBS 239 Checklist
Knowledgent is pleased to announce our gold sponsorship at the Data Governance Financial Services Conference happening September 8th and 9th at the Westin Jersey City in Jersey City, New Jersey! Continue reading Don’t Miss Sponsor Knowledgent at the Data Governance Financial Services Conference!
Receiving an MRA (Matter Requiring Attention) from a regulator is the start of a series of painful headaches for any bank. Unfortunately, they are more common than ever, as governments and agencies of all sizes are “getting in on the act” of regulating financial institutions. What’s more, today’s failures carry harsher penalties with the increased use of punitive fines to drive compliance. Continue reading MRA Digital Responses for Financial Services Companies
As a Domestic Significantly Important Bank (D-SIB), this client was subject to regulations that demanded an enterprise-wide infrastructure to manage its high priority data. The majority of the data governance processes that existed were manual and without clear definition, executed inconsistently across Lines of Business (LOBs). Continue reading Case Study: Collibra Data Governance for a Domestic Significantly Important Bank
As the financial services industry is rapidly transforming to a digital culture, there is an explosion in the quantity and complexity of data. At the same time privacy concerns continue to increase, new and more complex regulations arise, and demand for faster access to data and consistency across multiple domains grows from the business. Continue reading Accelerate the Access, Use, and Consistency of Data in Financial Services
Knowledgent, the data and analytics firm, proudly announces the release of their Digital Regulatory Monitor (DRM) solution and a free 24 hour trial available at digitalregulatorymonitor.knowledgent.com. DRM is the next-generation solution in enterprise-wide regulatory compliance management for financial services. Continue reading Knowledgent Releases Digital Regulatory Monitor Free Trial for Financial Services Companies